000			03508cam a22003494a 4500
001			15975960
003			RW-KiILPD
005			20160412121240.0
008			091106s2010 enk b 001 0 eng
010			_a 2009046994
020			_a9780199582501 (hbk. : alk. paper)
020			_a0199582505 (hbk. : alk. paper)
035			_a(OCoLC)ocn432988712
040			_aDLC _cDLC _dYDX _dYDXCP _dCDX _dDLC
043			_an-us--- _ae-uk---
050	0	0	_aK1112 _b.I58 2010
082	0	0	_a346/.092 _222
245	0	0	_aInvestment management : _blaw and practice / _cedited by Timothy Spangler.
260			_aOxford [England] ; _aNew York : _bOxford University Press, _c2010.
300			_axciv, 1417 p. ; _c27 cm.
504			_aIncludes bibliographical references and index.
505	0		_aIntroduction -- The legal basis of investment management -- Regulation of investment managers : UK -- Regulation of investment managers : US -- Standard of care -- Contractual duties -- Fiduciary duties -- Advertising and marketing -- Proxy voting -- Best execution -- Soft commission -- Data protection and privacy -- Market abuse and insider dealing -- Derivatives -- Stakebuilding and ownership disclosure -- Taxation -- Outsourcing -- Industry best practice and guidelines -- US mutual funds / Marco E. Adelfio and Kenneth C. Fang -- UK and european closed-ended listed funds / Nigel Farr with Scott Cochrane and Thiha Tun -- UK authorised investment funds / Michaela Walker -- Erisa plans / Jeffrey London -- Occupational pension schemes / Judith Donnelly -- Local government pension schemes / John Hanratty --UK charities / Julian Blake -- High net worth individuals / Marilyn McKeever and Jonathan Kropman -- Sovereign wealth funds / Dale Gabbert -- Hedge funds / Timothy Spangler -- US charities and endowments / Michele A.W. Mckinnon -- With profit-funds and policies / John Virgo.
520			_a"Investment Management: Law and Practice provides an in-depth guide to the processes and legal and regulatory issues relating to investment management. Edited by Timothy Spangler, a New York qualified lawyer and English solicitor, this work provides a comparative consideration of UK and US practice. The work adopts a three part structure. The first part examines the legal principles underlying investment management and the regulatory position in both the UK and the US. It provides lawyers with guidance on the tort aspects of practice in this area, looking at the common law relating to standard of care, contractual duty and fiduciary duty. The second part includes a detailed consideration of those aspects of particular relevance to investment management law, such as derivatives, soft commission and market abuse. The third part considers pertinent issues relevant to each client sector to provide a practical research tool for advising different categories of client. This work will offer valuable information on the regulatory changes and market activity in this dynamic and increasingly specialist practice area"--Provided by publisher.
650		0	_aInvestments _xLaw and legislation _zUnited States.
650		0	_aInvestments _xLaw and legislation _zGreat Britain.
650		0	_aPortfolio management _zUnited States.
650		0	_aPortfolio management _zGreat Britain.
700	1		_aSpangler, Timothy.
906			_a7 _bcbc _corignew _d1 _eecip _f20 _gy-gencatlg
942			_2ddc _cBK
999			_c946 _d946