MARC details
| 000 -LEADER |
|---|
| fixed length control field |
03508cam a22003494a 4500 |
| 001 - CONTROL NUMBER |
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| control field |
15975960 |
| 003 - CONTROL NUMBER IDENTIFIER |
|---|
| control field |
RW-KiILPD |
| 005 - DATE AND TIME OF LATEST TRANSACTION |
|---|
| control field |
20160412121240.0 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION |
|---|
| fixed length control field |
091106s2010 enk b 001 0 eng |
| 010 ## - LIBRARY OF CONGRESS CONTROL NUMBER |
|---|
| LC control number |
2009046994 |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER |
|---|
| International Standard Book Number |
9780199582501 (hbk. : alk. paper) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER |
|---|
| International Standard Book Number |
0199582505 (hbk. : alk. paper) |
| 035 ## - SYSTEM CONTROL NUMBER |
|---|
| System control number |
(OCoLC)ocn432988712 |
| 040 ## - CATALOGING SOURCE |
|---|
| Original cataloging agency |
DLC |
| Transcribing agency |
DLC |
| Modifying agency |
YDX |
| -- |
YDXCP |
| -- |
CDX |
| -- |
DLC |
| 043 ## - GEOGRAPHIC AREA CODE |
|---|
| Geographic area code |
n-us--- |
| -- |
e-uk--- |
| 050 00 - LIBRARY OF CONGRESS CALL NUMBER |
|---|
| Classification number |
K1112 |
| Item number |
.I58 2010 |
| 082 00 - DEWEY DECIMAL CLASSIFICATION NUMBER |
|---|
| Classification number |
346/.092 |
| Edition number |
22 |
| 245 00 - TITLE STATEMENT |
|---|
| Title |
Investment management : |
| Remainder of title |
law and practice / |
| Statement of responsibility, etc. |
edited by Timothy Spangler. |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. |
|---|
| Place of publication, distribution, etc. |
Oxford [England] ; |
| -- |
New York : |
| Name of publisher, distributor, etc. |
Oxford University Press, |
| Date of publication, distribution, etc. |
2010. |
| 300 ## - PHYSICAL DESCRIPTION |
|---|
| Extent |
xciv, 1417 p. ; |
| Dimensions |
27 cm. |
| 504 ## - BIBLIOGRAPHY, ETC. NOTE |
|---|
| Bibliography, etc. note |
Includes bibliographical references and index. |
| 505 0# - FORMATTED CONTENTS NOTE |
|---|
| Formatted contents note |
Introduction -- The legal basis of investment management -- Regulation of investment managers : UK -- Regulation of investment managers : US -- Standard of care -- Contractual duties -- Fiduciary duties -- Advertising and marketing -- Proxy voting -- Best execution -- Soft commission -- Data protection and privacy -- Market abuse and insider dealing -- Derivatives -- Stakebuilding and ownership disclosure -- Taxation -- Outsourcing -- Industry best practice and guidelines -- US mutual funds / Marco E. Adelfio and Kenneth C. Fang -- UK and european closed-ended listed funds / Nigel Farr with Scott Cochrane and Thiha Tun -- UK authorised investment funds / Michaela Walker -- Erisa plans / Jeffrey London -- Occupational pension schemes / Judith Donnelly -- Local government pension schemes / John Hanratty --UK charities / Julian Blake -- High net worth individuals / Marilyn McKeever and Jonathan Kropman -- Sovereign wealth funds / Dale Gabbert -- Hedge funds / Timothy Spangler -- US charities and endowments / Michele A.W. Mckinnon -- With profit-funds and policies / John Virgo. |
| 520 ## - SUMMARY, ETC. |
|---|
| Summary, etc. |
"Investment Management: Law and Practice provides an in-depth guide to the processes and legal and regulatory issues relating to investment management. Edited by Timothy Spangler, a New York qualified lawyer and English solicitor, this work provides a comparative consideration of UK and US practice. The work adopts a three part structure. The first part examines the legal principles underlying investment management and the regulatory position in both the UK and the US. It provides lawyers with guidance on the tort aspects of practice in this area, looking at the common law relating to standard of care, contractual duty and fiduciary duty. The second part includes a detailed consideration of those aspects of particular relevance to investment management law, such as derivatives, soft commission and market abuse. The third part considers pertinent issues relevant to each client sector to provide a practical research tool for advising different categories of client. This work will offer valuable information on the regulatory changes and market activity in this dynamic and increasingly specialist practice area"--Provided by publisher. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM |
|---|
| Topical term or geographic name entry element |
Investments |
| General subdivision |
Law and legislation |
| Geographic subdivision |
United States. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM |
|---|
| Topical term or geographic name entry element |
Investments |
| General subdivision |
Law and legislation |
| Geographic subdivision |
Great Britain. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM |
|---|
| Topical term or geographic name entry element |
Portfolio management |
| Geographic subdivision |
United States. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM |
|---|
| Topical term or geographic name entry element |
Portfolio management |
| Geographic subdivision |
Great Britain. |
| 700 1# - ADDED ENTRY--PERSONAL NAME |
|---|
| Personal name |
Spangler, Timothy. |
| 906 ## - LOCAL DATA ELEMENT F, LDF (RLIN) |
|---|
| a |
7 |
| b |
cbc |
| c |
orignew |
| d |
1 |
| e |
ecip |
| f |
20 |
| g |
y-gencatlg |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) |
|---|
| Source of classification or shelving scheme |
Dewey Decimal Classification |
| Koha item type |
Books |
